Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2024)
  • Access Financial Services Limited (no longer approved here)

    FRN 301173

    • [FCA CF] Functions requiring qualifications (17 Mar 2020 to 8 Sep 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 14 Mar 2005)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (25 Jan 2002 to 30 May 2003)
  • First Financial Consultants (no longer approved here)

    FRN 184024

    • Employed By (1 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.