Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Capital Markets Europe Limited
FRN 124490
- [FCA CF] Client dealing (since 22 Jul 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 Jul 2022)
- CF30 Customer (1 Nov 2007 to 3 Oct 2019)
- CF21 Investment Adviser (7 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.