Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Terium LLP (no longer approved here)

    FRN 499087

    • CF30 Customer (28 Aug 2012 to 4 Dec 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Jun 2009 to 12 Apr 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 12 Apr 2012)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (7 Sep 2004 to 9 Aug 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (1 Dec 2001 to 15 Jul 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.