Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (7 Sep 2022 to 2 Dec 2024)
    • CF30 Customer (20 Mar 2017 to 8 Dec 2019)
  • Ecclesiastical Financial Advisory Services Limited (no longer approved here)

    FRN 126123

    • CF30 Customer (1 Jan 2009 to 21 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.