Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (28 Jun 2006 to 20 Apr 2007)
    • CF22 Investment Adviser (Trainee) (24 Jan 2006 to 28 Jun 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF7 Sole Trader (AR) (18 May 2005 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (18 May 2005 to 16 Jan 2006)
  • Chris Devey (no longer approved here)

    FRN 432747

    • Employed By (18 May 2005 to 16 Jan 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (21 Aug 2003 to 20 May 2005)
    • CF22 Investment Adviser (Trainee) (27 May 2002 to 21 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.