Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 21 Feb 2024)
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- CF21 Investment Adviser (28 Jun 2006 to 20 Apr 2007)
- CF22 Investment Adviser (Trainee) (24 Jan 2006 to 28 Jun 2006)
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- CF7 Sole Trader (AR) (18 May 2005 to 28 Oct 2005)
- CF22 Investment Adviser (Trainee) (18 May 2005 to 16 Jan 2006)
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- Employed By (18 May 2005 to 16 Jan 2006)
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- CF21 Investment Adviser (21 Aug 2003 to 20 May 2005)
- CF22 Investment Adviser (Trainee) (27 May 2002 to 21 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.