Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Sep 2025)
    • [PRA CF] Managing a material risk taker (21 Mar 2025 to 21 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (21 Mar 2022 to 5 Apr 2022)
    • [FCA CF] Manager of certification employee (3 Jun 2019 to 5 Nov 2021)
    • [FCA CF] Significant management (1 Jul 2018 to 9 Sep 2021)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 15 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Sep 2025)
    • [PRA CF] Managing a material risk taker (since 21 Mar 2025)
    • [FCA CF] Manager of certification employee (24 Apr 2025 to 11 Dec 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 May 2022)
    • [FCA CF] Significant management (9 Feb 2017 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Feb 2017 to 5 Nov 2021)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (15 Jan 2026 to 12 Feb 2026)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (15 Jan 2026 to 12 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

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