Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 1 Jul 2025)
- [FCA CF] Client dealing (10 Dec 2019 to 1 Jul 2025)
- CF30 Customer (17 Apr 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 17 Nov 2009)
- CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Nov 2006 to 27 Feb 2007)
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- CF21 Investment Adviser (1 Jun 2005 to 13 Nov 2006)
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- (9)Employed By (31 Dec 2003 to 13 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.