Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 1 Jul 2025)
    • [FCA CF] Client dealing (10 Dec 2019 to 1 Jul 2025)
    • CF30 Customer (17 Apr 2009 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Nov 2009)
    • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2006 to 27 Feb 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 13 Nov 2006)
  • Rampton Associates (no longer approved here)

    FRN 215906

    • (9)Employed By (31 Dec 2003 to 13 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.