Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Melton Mowbray Building Society (no longer approved here)

    FRN 106184

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 1 Mar 2017)
    • CF29 Significant management (1 Sep 2012 to 6 Mar 2016)
    • CF28 Systems and controls (1 Jan 2009 to 1 Aug 2012)
    • CF10 Compliance Oversight (29 Feb 2008 to 1 Aug 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2006)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (4 Apr 2011 to 17 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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