Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2019)
    • [FCA CF] Manager of certification employee (15 Apr 2025 to 17 Nov 2025)
    • [PRA CF] Managing a material risk taker (22 Apr 2024 to 21 Nov 2025)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 12 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Jun 2016)
    • [PRA CF] Managing a material risk taker (22 Apr 2024 to 21 Nov 2025)
    • [FCA CF] Manager of certification employee (12 Oct 2016 to 6 May 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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