Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (28 Mar 2024 to 11 Jul 2025)
    • CF30 Customer (12 Mar 2024 to 11 Jul 2025)
  • Christopher Marchant (no longer approved here)

    FRN 811633

    • Employed By (19 Jun 2018 to 11 Aug 2022)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (13 Nov 2012 to 13 Jul 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 12 Oct 2010)
    • CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2006 to 31 Jan 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Nov 2005 to 15 Dec 2006)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (17 Jun 2005 to 15 Dec 2006)
    • CF22 Investment Adviser (Trainee) (7 Oct 2004 to 17 Jun 2005)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (11 Apr 2005 to 11 Aug 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (26 Jun 2002 to 26 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Jun 2002)
    • CF4 Partner (AR) (1 Dec 2001 to 26 Nov 2004)
  • Findon Financial Solutions (no longer approved here)

    FRN 197161

    • (1)Employed By (1 Dec 2001 to 26 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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