Christopher Paul Lloyd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Celtic Financial Planning Ltd

    FRN 809204

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2024)
    • [FCA CF] Client dealing (since 16 Feb 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2023)
    • CF30 Customer (13 May 2009 to 8 Dec 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF22 Investment Adviser (Trainee) (5 Jul 2005 to 27 Mar 2006)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF21 Investment Adviser (3 Jun 2005 to 17 Jun 2005)
    • CF22 Investment Adviser (Trainee) (9 Oct 2002 to 3 Jun 2005)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (3 Jun 2005 to 17 Jun 2005)
    • CF22 Investment Adviser (Trainee) (9 Oct 2002 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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