Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 7 Nov 2025)
    • CF30 Customer (since 11 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • (1)Employed By (since 11 Sep 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
    • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
  • LEGAL & MEDICAL INVESTMENTS LIMITED (no longer approved here)

    FRN 185193

    • CF30 Customer (1 Nov 2007 to 12 Jan 2008)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 20 Apr 2005)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (24 Dec 2002 to 14 Jan 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.