Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Oct 2015)
    • CF30 Customer (since 16 Oct 2015)
    • (2)Employed By (since 16 Oct 2015)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (21 Jan 2009 to 29 Jun 2015)
    • CF30 Customer (1 Nov 2007 to 29 Jun 2015)
    • CF22 Investment Adviser (Trainee) (28 Jun 2006 to 31 Oct 2007)
  • EML Financial Services Ltd (no longer approved here)

    FRN 410656

    • (6)Employed By (28 Jun 2006 to 30 Apr 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (25 Apr 2003 to 19 May 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.