Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 16 Oct 2015)
- CF30 Customer (since 16 Oct 2015)
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RH Wealth Management Ltd
FRN 718898
- (2)Employed By (since 16 Oct 2015)
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- CF1 Director (AR) (21 Jan 2009 to 29 Jun 2015)
- CF30 Customer (1 Nov 2007 to 29 Jun 2015)
- CF22 Investment Adviser (Trainee) (28 Jun 2006 to 31 Oct 2007)
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- (6)Employed By (28 Jun 2006 to 30 Apr 2013)
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- CF21 Investment Adviser (25 Apr 2003 to 19 May 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.