Christopher Paul Hartley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROLLINSON SMITH AND COMPANY LIMITED (no longer approved here)

    FRN 116555

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 26 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Aug 2025)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • CF1 Director (AR) (1 Feb 2018 to 10 Apr 2025)
    • Responsible for Insurance Mediation (23 Oct 2017 to 30 Sep 2018)
    • CF1 Director (5 Nov 2003 to 1 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.