Christopher Paul Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited (no longer approved here)
FRN 578614
- [FCA CF] Functions requiring qualifications (16 Nov 2022 to 31 Aug 2025)
- [FCA CF] Significant management (12 Mar 2021 to 31 Aug 2025)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (25 Feb 2011 to 8 Jun 2011)
Charles Derby Wealth Management Limited (no longer approved here)
FRN 535816
- Employed By (25 Feb 2011 to 8 Jun 2011)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF30 Customer (1 Nov 2007 to 4 Feb 2009)
- CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 26 Aug 2005)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF22 Investment Adviser (Trainee) (14 Apr 2004 to 6 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.