Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • SMF3 Executive Director (9 Dec 2019 to 15 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Apr 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Feb 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (29 Aug 2002 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (29 Aug 2002 to 31 Oct 2007)
    • CF1 Director (29 Aug 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Aug 2002 to 2 Apr 2019)
    • CF11 Money Laundering Reporting (29 Aug 2002 to 2 Apr 2019)
    • CF21 Investment Adviser (29 Aug 2002 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (1 Dec 2001 to 10 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
  • PFM Associates (no longer approved here)

    FRN 192238

    • (3)Employed By (24 Mar 2000 to 13 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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