Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 2 Apr 2018)
- [FCA CF] Manager of certification employee (since 2 Apr 2018)
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- CF30 Customer (1 Nov 2007 to 12 Oct 2012)
- CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Sep 2006 to 10 May 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.