Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2018)
    • [FCA CF] Manager of certification employee (since 2 Apr 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
    • CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Sep 2006 to 10 May 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (1 Dec 2001 to 22 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.