Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SCHRODER & CO. LIMITED
FRN 144206
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Material risk taker (since 16 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 14 May 2025)
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Schroder Wealth Management (US) Limited
FRN 781869
- [FCA CF] Manager of certification employee (since 23 Jun 2025)
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- CF27 Investment Management (1 Dec 2006 to 30 Mar 2007)
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- CF27 Investment Management (1 Dec 2006 to 30 Mar 2007)
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- CF27 Investment Management (1 Dec 2006 to 30 Mar 2007)
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- CF27 Investment Management (1 Dec 2006 to 30 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.