Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Apr 2023)
    • [FCA CF] Algorithmic trading (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 27 Jul 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2023)
    • CF30 Customer (17 Oct 2011 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 13 Apr 2023)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Algorithmic trading (since 7 Mar 2017)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 27 Jul 2022)
    • CF30 Customer (17 Oct 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 15 Jul 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.