Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Significant management (21 Jun 2023 to 3 Oct 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2023 to 3 Oct 2025)
    • [FCA CF] Material risk taker (31 Mar 2023 to 3 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (31 Mar 2023 to 3 Oct 2025)
    • [FCA CF] Client dealing (31 Mar 2023 to 3 Oct 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Algorithmic trading (15 Oct 2018 to 9 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 Mar 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Mar 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Mar 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Mar 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 9 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.