Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (11 Apr 2017 to 25 Sep 2017)
- CF8 Apportionment and Oversight (24 Aug 2012 to 2 Jan 2018)
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- CF10 Compliance Oversight (11 Nov 2016 to 2 Jan 2018)
- CF8 Apportionment and Oversight (24 Aug 2012 to 2 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.