Christopher Nevin Rodgers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Material risk taker (13 Oct 2022 to 31 Oct 2024)
    • [FCA CF] Significant management (13 Oct 2022 to 31 Oct 2024)
    • [FCA CF] Manager of certification employee (8 Feb 2022 to 31 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Jan 2007 to 31 Oct 2007)
    • CF1 Director (18 Jan 2007 to 11 Dec 2014)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF27 Investment Management (14 Mar 2003 to 30 Jun 2006)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Jan 2003)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (1 Dec 2001 to 31 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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