Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • CF30 Customer (16 Sep 2014 to 8 Apr 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (29 Mar 2010 to 7 May 2010)
    • CF21 Investment Adviser (10 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 10 Apr 2006)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (17 Oct 2008 to 19 Mar 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.