Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Aug 2020 to 28 Feb 2021)
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- CF30 Customer (15 Oct 2019 to 2 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 7 Sep 2011)
- CF26 Customer Trading (18 May 2006 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2004)
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- CF30 Customer (1 Nov 2007 to 7 Sep 2011)
- CF26 Customer Trading (26 Jun 2007 to 31 Oct 2007)
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- CF26 Customer Trading (30 Jun 2004 to 3 Jan 2006)
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- CF26 Customer Trading (30 Jun 2004 to 3 Jan 2006)
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- CF26 Customer Trading (30 Jun 2004 to 3 Jan 2006)
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- CF26 Customer Trading (30 Jun 2004 to 3 Jan 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.