Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (8 Nov 2005 to 31 Oct 2007)
    • CF27 Investment Management (8 Nov 2005 to 31 Oct 2007)
    • CF1 Director (22 Apr 2005 to 30 Sep 2009)
    • CF3 Chief Executive (22 Apr 2005 to 30 Jun 2009)
    • CF8 Apportionment and Oversight (22 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.