Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gerald Morgan

    FRN 497173

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Pink Investments Limited (no longer approved here)

    FRN 192033

    • (3)Employed By (4 Mar 1999 to 27 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

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