Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gerald Morgan
FRN 497173
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- (3)Employed By (4 Mar 1999 to 27 Feb 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.