Christopher Michael Yarwood

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gemstone Wealth Ltd

    FRN 973710

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2022)
    • SMF16 Compliance Oversight (since 7 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Sep 2022)
    • SMF3 Executive Director (since 7 Sep 2022)
    • [FCA CF] Client dealing (since 7 Sep 2022)
    • Responsible for Insurance Distribution (since 7 Sep 2022)
  • One-To-One Advisers Limited (no longer approved here)

    FRN 592094

    • [FCA CF] Functions requiring qualifications (21 Oct 2020 to 7 Sep 2022)
    • [FCA CF] Client dealing (21 Oct 2020 to 7 Sep 2022)
    • CF30 Customer (15 Jul 2015 to 8 Dec 2019)
  • Compass Financial Services Limited (no longer approved here)

    FRN 224307

    • Employed By (29 Sep 2005 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.