Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SIMF1 Chief Executive Function (7 Mar 2016 to 24 Jul 2018)
- CF8 Apportionment and Oversight (12 Nov 2009 to 6 Mar 2016)
- CF1 Director (2 Sep 2009 to 24 Jul 2018)
- CF3 Chief Executive (2 Sep 2009 to 6 Mar 2016)
-
- CF29 Significant management (16 Jan 2009 to 1 Sep 2009)
-
- CF29 Significant management (1 Nov 2007 to 1 Sep 2009)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Sep 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.