Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQUITABLE LIFE ASSURANCE SOCIETY,(THE) (no longer approved here)

    FRN 110340

    • SIMF1 Chief Executive Function (7 Mar 2016 to 24 Jul 2018)
    • CF8 Apportionment and Oversight (12 Nov 2009 to 6 Mar 2016)
    • CF1 Director (2 Sep 2009 to 24 Jul 2018)
    • CF3 Chief Executive (2 Sep 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Jan 2009 to 1 Sep 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 1 Sep 2009)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Sep 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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