Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Friendly Financial Solutions Limited (no longer approved here)

    FRN 452784

    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
  • National Deposit Friendly Society Limited (no longer approved here)

    FRN 110008

    • CF21 Investment Adviser (4 Aug 2005 to 1 Jan 2007)
    • CF22 Investment Adviser (Trainee) (8 Jul 2005 to 4 Aug 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (23 Jun 2003 to 25 Jun 2005)
    • CF22 Investment Adviser (Trainee) (24 Apr 2003 to 23 Jun 2003)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.