Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 19 Dec 2008)
- CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Aug 2005 to 1 Jan 2007)
- CF22 Investment Adviser (Trainee) (8 Jul 2005 to 4 Aug 2005)
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- CF21 Investment Adviser (23 Jun 2003 to 25 Jun 2005)
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 23 Jun 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jul 2002)
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.