Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 13 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (since 19 Apr 2021)
- CF30 Customer (since 15 Apr 2021)
- CF4 Partner (AR) (19 Dec 2022 to 30 Oct 2024)
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Steggles Wealth Ltd
FRN 592502
- (1)Employed By (since 15 Apr 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2021)
- CF30 Customer (6 Aug 2015 to 8 Dec 2019)
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- CF30 Customer (1 Sep 2012 to 20 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.