Christopher Michael Pugh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 20 Oct 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 29 Jan 2016)
- CF30 Customer (8 Feb 2013 to 26 Mar 2014)
Watch House Financial Planning Limited
FRN 956894
- Employed By (since 16 Aug 2021)
Watch House Wealth Management Limited (no longer approved here)
FRN 551369
- Employed By (29 Jan 2016 to 25 Oct 2021)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (6 May 2014 to 31 Dec 2015)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (15 Jun 2011 to 11 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.