Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Messels Limited (no longer approved here)

    FRN 403323

    • CF30 Customer (18 Oct 2011 to 8 Mar 2012)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF1 Director (15 Apr 2005 to 1 Dec 2005)
    • CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.