Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 30 Jan 2024)
    • [FCA CF] Client dealing (since 15 Nov 2023)
    • [FCA CF] Manager of certification employee (since 15 Nov 2023)
    • [FCA CF] Material risk taker (since 15 Nov 2023)
  • Natixis (no longer approved here)

    FRN 206092

    • SMF3 Executive Director (7 Oct 2022 to 14 Nov 2023)
    • [PRA CF] Managing a material risk taker (17 Aug 2022 to 14 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (28 May 2021 to 25 Oct 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Nov 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 May 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Nov 2023)
    • CF30 Customer (19 Nov 2013 to 6 Mar 2016)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 15 Aug 2013)
    • CF21 Investment Adviser (24 Aug 2005 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (23 Dec 2004 to 14 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.