Christopher Michael Dixon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • APPROACHABLE FINANCE LTD

    FRN 543022

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (8 Jun 2011 to 8 Dec 2019)
    • CF1 Director (8 Jun 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jun 2011 to 8 Dec 2019)
    • CF30 Customer (8 Jun 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Jun 2011 to 30 Sep 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (18 Sep 2008 to 21 Jun 2011)
    • CF1 Director (AR) (18 Sep 2008 to 21 Jun 2011)
  • Approachable Finance (IFA) Ltd (no longer approved here)

    FRN 488557

    • Employed By (18 Sep 2008 to 21 Jun 2011)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 9 Sep 2008)
    • CF22 Investment Adviser (Trainee) (5 Apr 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 21 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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