Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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C J Ball & Son
FRN 307616
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 14 Feb 2022)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.