Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBUTHNOT LATHAM & CO., LIMITED
FRN 143336
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Mar 2024)
- [FCA CF] Manager of certification employee (since 1 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (25 Jun 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.