Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (4 Feb 2019 to 13 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (4 Feb 2019 to 21 Jul 2020)
    • [FCA CF] Material risk taker (4 Feb 2019 to 21 Jul 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Feb 2010 to 19 May 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
    • CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
    • CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.