Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • CF10 Compliance Oversight (6 Oct 2011 to 14 Dec 2012)
    • CF11 Money Laundering Reporting (6 Oct 2011 to 14 Dec 2012)
    • CF30 Customer (6 Oct 2011 to 31 Dec 2012)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2006)
    • CF27 Investment Management (1 Dec 2001 to 4 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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