Christopher Martin Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Personal Asset Management Wealth Limited

    FRN 999157

    • (2)Employed By (since 17 Jul 2023)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)
    • CF1 Director (AR) (6 Feb 2007 to 31 Mar 2022)
    • CF22 Investment Adviser (Trainee) (6 Feb 2007 to 15 May 2007)
  • Personal Asset Management Limited (no longer approved here)

    FRN 186254

    • (5)Employed By (18 Mar 2002 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.