Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (26 Apr 2021 to 30 Jun 2023)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Client dealing (7 Mar 2016 to 10 Nov 2020)
    • CF30 Customer (20 Mar 2010 to 6 Mar 2016)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (8 May 2009 to 5 Jul 2011)
    • CF21 Investment Adviser (13 May 2004 to 26 Sep 2005)
    • CF22 Investment Adviser (Trainee) (23 Jun 2003 to 4 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.