Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF1 Director (AR) (28 Mar 2018 to 2 Dec 2022)
    • CF30 Customer (28 Mar 2018 to 2 Dec 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 26 Feb 2013)
    • CF21 Investment Adviser (17 Apr 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 17 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.