Christopher Mark Stafford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC

    FRN 172330

    • [PRA CF] Significant risk taker or Material risk taker (since 5 Mar 2023)
    • [FCA CF] Proprietary trader (since 21 Apr 2021)
    • [FCA CF] Material risk taker (since 2 Nov 2020)
    • [FCA CF] Manager of certification employee (since 6 Mar 2018)
    • [FCA CF] Client dealing (since 6 Mar 2018)
    • [PRA CF] Managing a material risk taker (5 Mar 2023 to 6 Mar 2023)
    • CF30 Customer (4 Jul 2012 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (28 Nov 2008 to 26 Mar 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (10 Sep 2002 to 24 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.