Christopher Mark Ralph

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2020)
    • CF29 Significant management (19 Apr 2016 to 8 Dec 2019)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 10 Dec 2018)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Jan 2020)
    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Jan 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (18 Feb 2016 to 6 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (30 Mar 2012 to 29 May 2015)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF27 Investment Management (1 Jan 2006 to 6 Jul 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF27 Investment Management (1 Jan 2006 to 6 Jul 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF27 Investment Management (1 Jan 2006 to 6 Jul 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF27 Investment Management (1 Jan 2006 to 6 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.