Christopher Mark Petheram

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Material risk taker (27 Aug 2020 to 14 Aug 2024)
    • [FCA CF] Client dealing (27 Aug 2020 to 14 Aug 2024)
    • CF29 Significant management (1 Nov 2007 to 14 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Sep 2006 to 31 Oct 2007)
    • CF1 Director (15 Feb 2005 to 12 Sep 2006)
    • CF17 Significant Mgt (Other Business Operations) (14 May 2003 to 12 Sep 2006)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.