Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (17 Jun 2004 to 30 Nov 2006)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.