Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 6 Feb 2017)
    • [FCA CF] Significant management (4 Nov 2020 to 5 Nov 2020)
    • CF1 Director (AR) (7 Nov 2018 to 15 Oct 2019)
    • CF10 Compliance Oversight (6 Feb 2017 to 8 Dec 2019)
    • CF1 Director (6 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Feb 2017 to 30 Sep 2018)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (15 Aug 2024 to 17 Sep 2024)
  • Woodhall Group Ltd (no longer approved here)

    FRN 1016682

    • Employed By (15 Aug 2024 to 17 Sep 2024)
  • Shield Financial Solutions Ltd (no longer approved here)

    FRN 824253

    • (1)Employed By (7 Nov 2018 to 15 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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