Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 13 Nov 2024)
    • [FCA CF] Client dealing (1 Feb 2024 to 13 Nov 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (5 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.