Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 30 Nov 2022)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Nov 2004 to 10 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.