Christopher Malcolm McGuinness

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Client dealing (2 Mar 2024 to 29 Jan 2026)
    • [FCA CF] Manager of certification employee (29 May 2020 to 29 Jan 2026)
    • [FCA CF] Functions requiring qualifications (25 Sep 2018 to 29 Jan 2026)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • CF30 Customer (15 Dec 2016 to 13 Jul 2018)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • CF30 Customer (15 Dec 2016 to 13 Jul 2018)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (14 May 2014 to 4 Nov 2014)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 14 Feb 2013)
    • CF27 Investment Management (17 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Dec 2002 to 17 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.