Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Client dealing (since 31 Dec 2020)
- [FCA CF] Manager of certification employee (31 Dec 2020 to 26 May 2022)
- CF30 Customer (19 Sep 2016 to 8 Dec 2019)
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- CF30 Customer (1 Jan 2013 to 15 Apr 2013)
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- CF21 Investment Adviser (11 Jun 2004 to 7 Apr 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.